Capstera’s Prime Brokerage Business Capabilities Map (also known as Prime and Clearing Brokerage Business Capabilities Map) decomposes the prime brokerage functions into a set of multi-level and granular business capabilities. It comprises 420 business capabilities across three levels. The prime brokerage business capability model is a must-have tool for business architects, enterprise architects, business executives, technology leaders, and project teams at investment managers to fathom the overall enterprise context. A prioritized list of prime brokerage capabilities will help drive technology enablement and enterprise transformation. The Prime Brokerage Business Capability Map will function as an essential blueprint with a structurally sound and internally coherent list of business capabilities spanning all aspects of middle and back office functions of the prime and clearing brokers’ value chain.

Prime Brokerage Business Capabilities Map Deliverables

The prime brokerage business capabilities map encompasses 420 capabilities across three levels and includes the following formats:

• An Excel spreadsheet with the list of capabilities grouped according to levels.
• A PowerPoint format with the top two levels presented in a nested visualization.
• A Word document with capabilities in a multilevel list format.
• Capability KPIs
• Capability Definitions
• Plus, several bonus files

(Note: As the Prime Brokerage capabilities map is a digital deliverable, we do not accept returns or issue refunds. So, please read the product description and the terms carefully before purchasing.)

Watch an Intro Video about Prime Brokerage Capabilities Map

Transformation of Prime Brokers:

Prime brokers offer a slew of useful services, including facilitation of trading, custody of the securities, collateral management, securities lending for short sales, margin financing, and many back-office technology and reporting services. Today, antiquated systems and convoluted processes drive fundamental transformation among the prime and clearing brokers.

The Prime Brokerage must transform to remain competitive, address evolving client needs, and respond to the rapidly changing market landscape. Regulatory changes, such as stricter capital requirements, have intensified the demand for greater transparency and efficiency. Financial technology and data analytics advancements enable sophisticated trading strategies, requiring prime brokers to enhance their digital capabilities. Additionally, increasing competition from non-traditional players, like FinTech firms, has disrupted the traditional business model. By embracing transformation, prime brokers can optimize their operations, better serve their clients, and maintain a strong position in a shifting financial ecosystem.

Prime Brokerage Business Capabilities Map Deliverables

The prime brokerage business capabilities map encompasses 420 capabilities across three levels and includes the following formats:

• An Excel spreadsheet with the list of capabilities grouped according to levels.
• A PowerPoint format with the top two levels presented in a nested visualization.
• A Word document with capabilities in a multilevel list format.
• Capability KPIs
• Capability Definitions
• Plus several bonus files

What is the Value of the Prime Brokerage Business Capabilities Map?

A business capabilities map is a fundamental and foundational entity in the business architecture continuum. The Capstera Investment Capabilities model encapsulates the essence of the business of prime brokerage functions with a detailed, multi-level capabilities list. The prime brokerage capabilities model is an integral part of the business architecture. Along with value streams, a data model and an applications/systems inventory will allow for valuable views and viewpoints.

There are several benefits from business capabilities, including, among others:

• Foster alignment between business and IT using capabilities as an everyday language.
• Capabilities are a structurally sound and internally coherent abstraction of business functions.
• A capability-based roadmap eliminates redundancy and replication and focuses on capability evolution.
• Juxtaposing capabilities and systems/applications provide a footprint analysis and can lead to better application portfolio rationalization decisions.

Provisos:

• We cannot accept refunds or returns as the products are digital deliverables.
• Please realize that a generic capability model may or may not be entirely applicable in some circumstances.
• We do not offer implied or explicit warranties, which are sold on an as-is basis.
• The sale does not include customization or implementation help.
• Please review our standard Ecommerce Store Terms and Conditions.